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个股公告正文

东吴证券:2019年第一季度报告

日期:2019-04-20附件下载

    公司代码:601555 公司简称:东吴证券
    
    东吴证券股份有限公司
    
    2019年第一季度报告
    
    目录
    
    一、 重要提示............................................................ 3
    
    二、 公司基本情况........................................................ 3
    
    三、 重要事项............................................................ 5
    
    四、 附录............................................................... 10
    
    一、重要提示
    
    1.1公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整,
    
    不存在虚假记载、误导性陈述或者重大遗漏,并承担个别和连带的法律责任。1.2公司全体董事出席董事会审议季度报告。
    
    1.3公司负责人范力、主管会计工作负责人范力 及会计机构负责人(会计主管人员)王菁保证
    
    季度报告中财务报表的真实、准确、完整。1.4本公司第一季度报告未经审计。
    
    二、公司基本情况
    
    2.1主要财务数据
    
    单位:元 币种:人民币
    
                         本报告期末              上年度末          本报告期末比上年度末增
                                                                           减(%)
     总资产            99,911,051,979.78       84,209,078,368.51                    18.65
     归属于上市公司    20,936,434,796.88       20,160,273,459.37                     3.85
     股东的净资产
                       年初至报告期末      上年初至上年报告期末      比上年同期增减(%)
     经营活动产生的     5,422,483,104.49        3,724,645,003.14                    45.58
     现金流量净额
                       年初至报告期末      上年初至上年报告期末     比上年同期增减(%)
     营业收入           1,493,791,219.11          824,112,647.09                    81.26
     归属于上市公司       613,361,741.98           58,766,459.68                   943.73
     股东的净利润
     归属于上市公司
     股东的扣除非经       612,324,696.27           52,210,549.36                 1,072.80
     常性损益的净利
     润
     加权平均净资产                 2.99                    0.28        增加2.71个百分点
     收益率(%)
     基本每股收益                   0.20                    0.02                   900.00
     (元/股)
     稀释每股收益                   0.20                    0.02                   900.00
     (元/股)
    
    
    非经常性损益项目和金额
    
    √适用□不适用
    
    单位:元 币种:人民币
    
                  项目                      本期金额                     说明
     非流动资产处置损益                         -111,510.28
     计入当期损益的政府补助,但与公
     司正常经营业务密切相关,符合国              600,013.95
     家政策规定、按照一定标准定额或
     定量持续享受的政府补助除外
     除上述各项之外的其他营业外收入            1,397,754.86
     和支出
     少数股东权益影响额(税后)                 -478,468.66
     所得税影响额                               -370,744.16
                  合计                         1,037,045.71
    
    
    2.2截止报告期末的股东总数、前十名股东、前十名流通股东(或无限售条件股东)持股情况表
    
    单位:股
    
     股东总数(户)                                                                  94,232
                                       前十名股东持股情况
                             期末持股    比例    持有有限      质押或冻结情况
       股东名称(全称)        数量       (%)    售条件股                          股东性质
                                                  份数量    股份状态     数量
     苏州国际发展集团有限公司   705,554,476    23.52   109,000,000      质押      160,000,000    国有法人
     中新苏州工业园区城市投资   100,000,000     3.33             0       无                 0    国有法人
     运营有限公司
     中国人寿保险(集团)公司-   100,000,000     3.33             0       无                 0   境内非国有
     传统-普通保险产品                                                                            法人
     张家港市直属公有资产经营   100,000,000     3.33             0       无                 0    国有法人
     有限公司
     中国证券金融股份有限公司    89,700,145     2.99             0       无                 0      未知
     苏州物资控股(集团)有限    70,000,000     2.33             0       无                 0    国有法人
     责任公司
     苏州高新区国有资产经营公    70,000,000     2.33             0       无                 0    国有法人
     司
     苏州营财投资集团有限公司    64,578,554     2.15             0       无                 0    国有法人
     苏州工业园区国有资产控股    61,832,770     2.06             0       无                 0    国有法人
     发展有限公司
     苏州信托有限公司            53,120,000     1.77             0       无                 0    国有法人
                                  前十名无限售条件股东持股情况
     股东名称                         持有无限售条件流通股的         股份种类及数量
                                               数量                种类           数量
     苏州国际发展集团有限公司                    596,554,476   人民币普通股     596,554,476
     中新苏州工业园区城市投资运营有              100,000,000   人民币普通股     100,000,000
     限公司
     中国人寿保险(集团)公司-传统-              100,000,000   人民币普通股     100,000,000
     普通保险产品
     张家港市直属公有资产经营有限公              100,000,000   人民币普通股     100,000,000
     司
     中国证券金融股份有限公司                     89,700,145   人民币普通股      89,700,145
     苏州物资控股(集团)有限责任公司             70,000,000   人民币普通股      70,000,000
     苏州高新区国有资产经营公司                   70,000,000   人民币普通股      70,000,000
     苏州营财投资集团有限公司                     64,578,554   人民币普通股      64,578,554
     苏州工业园区国有资产控股发展有               61,832,770   人民币普通股      61,832,770
     限公司
     苏州信托有限公司                             53,120,000   人民币普通股      53,120,000
                                            苏州国际发展集团有限公司和苏州营财投资集团有限公司、苏州信托有
                                            限公司之间为存在控制关系的关联方。苏州国际发展集团有限公司持有
     上述股东关联关系或一致行动的说    苏州营财投资集团有限公司100%的股权,同时持有苏州信托有限公司
     明                                     70.01%的股权,因此,苏州国际发展集团有限公司、苏州营财投资集团
                                            有限公司和苏州信托有限公司为一致行动人。未发现上述其他股东之间
                                            存在关联关系,也未发现上述其他股东属于《上市公司收购管理办法》
                                            规定的一致行动人。
     表决权恢复的优先股股东及持股数   无
     量的说明
    
    
    2.3截止报告期末的优先股股东总数、前十名优先股股东、前十名优先股无限售条件股东持股情
    
    况表□适用√不适用三、重要事项
    
    3.1公司主要会计报表项目、财务指标重大变动的情况及原因
    
    √适用□不适用
    
    资产负债表项目
    
    单位:人民币元
    
     项目              2019年3月31日      2018年12月31日     增减比例         变动原因
     货币资金         20,440,646,376.84   13,935,727,152.59    46.68%  主要是由于本期末客户存
                                                                        款增加所致
     结算备付金        3,770,140,474.99    2,749,178,741.87    37.14%  主要是由于本期末客户结
                                                                        算备付金增加所致
     融出资金          9,567,471,049.78    7,056,555,257.55    35.58%  主要是由于融出资金业务
                                                                        规模增加所致
     以公允价值计量                   -   25,642,821,864.66  -100.00%  主要是由于新金融工具准
     且其变动计入当                                                     则转换所致
     期损益的金融资
     产
     衍生金融资产          3,416,558.45        1,230,741.25   177.60%  主要是由于期权形成的衍
                                                                       生金融资产增加所致
     应收款项            178,121,789.76      129,466,290.01    37.58%  主要是由于应收业务款项
                                                                       增加所致
     应收利息                         -      903,705,115.73  -100.00%  主要是由于新金融工具准
                                                                       则转换所致
     存出保证金        1,816,246,876.07    1,118,229,546.81    62.42%  主要是由于自有资金的存
                                                                       出保证金增加所致
     可供出售金融资                   -   12,990,897,352.09  -100.00%  主要是由于新金融工具准
     产                                                                则转换所致
     持有至到期投资                   -        6,485,384.19  -100.00%  主要是由于新金融工具准
                                                                       则转换所致
     递延所得税资产      381,780,369.48      596,770,821.62   -36.03%  主要是由于金融工具的公
                                                                       允价值变动所致
     拆入资金                         -       30,000,000.00  -100.00%  主要是由于同业拆入资金
                                                                       减少所致
     以公允价值计量
     且其变动计入当                   -       86,011,337.92  -100.00%  主要是由于新金融工具准
     期损益的金融负                                                    则转换所致
     债
     衍生金融负债            681,105.00        1,393,206.59   -51.11%  主要是由于场外期权到期
                                                                       所致
     卖出回购金融资   12,723,018,109.39    8,669,684,006.22    46.75%  主要是由于债券质押式回
     产款                                                              购及买断式回购增加所致
     代理买卖证券款   22,022,895,687.85   13,818,614,336.28    59.37%  主要是由于客户存入证券
                                                                       账户的资金增加所致。
     代理承销证券款                   -        4,547,368.00  -100.00%  主要是由于支付分销商承
                                                                       销证券款所致
     应交税费            246,792,264.49      179,540,333.64    37.46%  主要是由于应交所得税的
                                                                       增加所致
     应付款项             78,787,561.70       53,095,988.90    48.39%  主要是由于应付证券清算
                                                                       款增加所致
     应付利息                         -      935,985,039.65  -100.00%  主要是由于新金融工具准
                                                                       则转换所致
     其他负债          3,095,398,008.64   12,183,845,569.99   -74.59%  主要是由于新金融工具准
                                                                       则转换所致
    
    
    利润表项目
    
    单位:人民币元
    
     项目                 2019年1-3月        2018年1-3月       增减比          变动原因
                                                                例
     资产管理业务手续       26,975,555.20      53,021,127.85   -49.12%  主要是由于资产管理业
     费净收入                                                          务规模下降所致
     利息净收入             68,196,816.38    -229,047,507.31        -  主要是由于利息支出减
                                                                       少所致
     对联营企业和合营                                                  主要是由于报告期内对
     企业的投资收益         17,060,471.14      -5,431,239.28        -  联营企业的投资收益增
                                                                       加所致
     资产处置收益              -48,512.46                  -         -  主要是由于处置固定资
                                                                       产所致
     公允价值变动收益      553,236,478.07     -29,875,165.50        -  主要是由于交易性金融
                                                                       资产公允价值变动所致
     汇兑收益                  -65,448.86       3,066,053.54   -102.13  主要是由于汇率变动所
                                                                    %  致
     其他收益                  600,013.95       9,275,000.00   -93.53%  主要是由于报告期内政
                                                                       府补助减少所致
                                                                       主要是由于报告期内子
     其他业务收入          155,125,239.81     287,675,623.33   -46.08%  公司其他业务收入减少
                                                                       所致
     资产减值损失                       -     17,241,228.86   -100.00  主要是由于新金融工具
                                                                    %  准则转换所致
     信用减值损失            9,643,577.69                  -         -  主要是由于计提信用业
                                                                       务减值损失增加所致
                                                                       主要是由于报告期内子
     其他业务成本          155,841,911.13     289,126,954.51   -46.10%  公司其他业务成本减少
                                                                       所致
     营业外收入              1,419,860.50         662,534.69   114.31%  主要是由于报告期内营
                                                                       业外收入增加所致
     营业外支出                 85,103.46      1,102,388.59   -92.28%  主要是由于报告期内营
                                                                       业外支出减少所致
     所得税费用            194,344,695.87     22,237,589.84   773.95%  主要是由于报告期内净
                                                                       利润增加所致
                                                                       主要是由于报告期内归
     少数股东损益              917,282.00       4,375,010.88   -79.03%  属于少数股东的净利润
                                                                       减少所致
     归属于母公司股东                                                  主要是由于报告期内归
     的净利润              613,361,741.98     58,766,459.68   943.73%  属于母公司股东的净利
                                                                       润增加所致
     归属母公司所有者                                                  主要是由于报告期内归
     的其他综合收益的      355,935,861.79     -61,660,032.51        -  属于母公司股东的其他
     税后净额                                                          综合收益的税后净额增
                                                                       加所致
     其他权益工具投资      323,956,264.03                  -         -  主要是由于新金融工具
     公允价值变动                                                      准则转换所致
     权益法下可重分类                                                  主要是由于新金融工具
     进损益的其他综合        5,172,101.54       2,297,122.48   125.16%  准则转换所致
     收益
     其他债权投资公允       42,242,804.33                  -         -  主要是由于新金融工具
     价值变动                                                          准则转换所致
     可供出售金融资产                   -    -40,213,612.39   -100.00  主要是由于新金融工具
     公允价值变动                                                   %  准则转换所致
     外币财务报表折算      -15,435,308.11     -23,743,542.60        -  主要是由于汇率变动所
     差额                                                              致
     归属于少数股东的                                                  主要是由于报告期内归
     其他综合收益的税          -53,025.97        -191,893.39        -  属于少数股东的其他综
     后净额                                                            合收益的税后净额增加
                                                                       所致
     归属于母公司所有                                                  主要是由于报告期内归
     者的综合收益总额      969,297,603.77     -2,893,572.83        -  属于母公司股东的综合
                                                                       收益总额增加所致
     归属于少数股东的                                                  主要是由于报告期内归
     综合收益总额              864,256.03       4,183,117.49   -79.34%  属于少数股东的综合收
                                                                       益总额减少所致
    
    
    现金流量表项目
    
    单位:人民币元
    
           项目          2019年1-3月         2018年1-3月       增减比         变动原因
                                                                  例
                                                                         主要是由于回购业务资
     经营活动产生的      5,422,483,104.49    3,724,645,003.14    45.58%  金净增加额增加,代理
     现金流量净额                                                        买卖证券收到的现金净
                                                                         额增加所致
     投资活动产生的       -866,994,028.65      -11,915,146.97        -  主要是由于投资支付的
     现金流量净额                                                        现金流出增加所致
     筹资活动产生的     3,336,146,225.00   -1,812,560,315.16        -  主要是由于偿还债务支
     现金流量净额                                                        付的现金减少所致
     现金及现金等价                                                      主要是由于报告期内经
     物净增加额         23,698,982,280.04   18,001,340,188.24    31.65%  营活动及筹资活动产生
                                                                         的现金净流量增加所致
    
    
    3.2重要事项进展情况及其影响和解决方案的分析说明
    
    □适用√不适用
    
    3.3报告期内超期未履行完毕的承诺事项
    
    □适用√不适用
    
    3.4预测年初至下一报告期期末的累计净利润可能为亏损或者与上年同期相比发生重大变动的警
    
    示及原因说明□适用√不适用
    
         公司名称  东吴证券股份有限公司
       法定代表人  范力
             日期  2019年4月18日
    
    
    四、附录
    
    4.1财务报表
    
    合并资产负债表
    
    2019年3月31日
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                项目                      2019年3月31日               2018年12月31日
     资产:
       货币资金                                   20,440,646,376.84     13,935,727,152.59
         其中:客户资金存款                       17,713,495,815.22     10,921,326,368.91
       结算备付金                                  3,770,140,474.99      2,749,178,741.87
         其中:客户备付金                          3,104,576,442.24      2,402,364,590.51
       拆出资金
       融出资金                                    9,567,471,049.78      7,056,555,257.55
       衍生金融资产                                    3,416,558.45          1,230,741.25
       存出保证金                                  1,816,246,876.07      1,118,229,546.81
       应收款项                                      178,121,789.76        129,466,290.01
       应收利息                                                            903,705,115.73
       买入返售金融资产                           15,348,954,165.41     16,494,891,870.09
       金融投资:
         以公允价值计量且其变动                                         25,642,821,864.66
     计入当期损益的金融资产
         交易性金融资产                           34,200,652,770.56
         债权投资                                    106,076,900.00
         可供出售金融资产                                               12,990,897,352.09
         其他债权投资                              7,415,968,851.38
         其他权益工具投资                          4,167,525,678.64
         持有至到期投资                                                      6,485,384.19
       长期股权投资                                1,136,292,538.83      1,114,288,183.05
       固定资产                                      661,352,996.09        674,382,874.54
       无形资产                                      182,241,864.02        192,917,728.80
       商誉                                          239,104,098.32        239,132,955.24
       递延所得税资产                                381,780,369.48        596,770,821.62
       其他资产                                      295,058,621.16        362,396,488.42
             资产总计                             99,911,051,979.78     84,209,078,368.51
     负债:
       短期借款                                      349,405,499.51        353,439,824.00
       应付短期融资款                              6,337,714,698.55      5,668,468,000.00
       拆入资金                                                             30,000,000.00
       交易性金融负债                              8,031,526,323.60
       以公允价值计量且其变动计                                             86,011,337.92
     入当期损益的金融负债
       衍生金融负债                                      681,105.00          1,393,206.59
       卖出回购金融资产款                         12,723,018,109.39      8,669,684,006.22
       代理买卖证券款                             22,022,895,687.85     13,818,614,336.28
       代理承销证券款                                                        4,547,368.00
       应付职工薪酬                                  709,259,049.79        641,284,717.12
       应交税费                                      246,792,264.49        179,540,333.64
       应付款项                                       78,787,561.70         53,095,988.90
       应付利息                                                            935,985,039.65
       应付债券                                   25,101,551,535.66     21,146,552,917.54
       递延所得税负债                                 10,405,795.82         10,629,002.45
       其他负债                                    3,095,398,008.64     12,183,845,569.99
         负债合计                                 78,707,435,640.00     63,783,091,648.30
     所有者权益(或股东权益):
       实收资本(或股本)                          3,000,000,000.00      3,000,000,000.00
       资本公积                                   11,764,118,180.93     11,763,810,687.76
       减:库存股                                     19,220,540.31         14,972,594.48
       其他综合收益                                  272,825,572.15       -363,358,462.59
       盈余公积                                      742,792,907.20        785,248,236.72
       一般风险准备                                1,911,639,680.82      1,994,598,147.20
       未分配利润                                  3,264,278,996.09      2,994,947,444.76
       归属于母公司所有者权益                     20,936,434,796.88     20,160,273,459.37
     (或股东权益)合计
       少数股东权益                                  267,181,542.90        265,713,260.84
         所有者权益(或股东权益)                 21,203,616,339.78     20,425,986,720.21
     合计
         负债和所有者权益(或股                   99,911,051,979.78     84,209,078,368.51
     东权益)总计
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁
    
    母公司资产负债表
    
    2019年3月31日
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                  项目                    2019年3月31日             2018年12月31日
     资产:
       货币资金                              17,645,684,677.71          10,972,959,576.33
         其中:客户资金存款                  16,303,291,577.48           9,624,032,420.70
       结算备付金                             3,734,070,782.32           2,691,395,745.26
         其中:客户备付金                     3,104,576,442.24           2,402,364,590.51
       融出资金                               9,567,471,049.78           7,056,555,257.55
       衍生金融资产                               3,308,937.96               1,030,287.51
       存出保证金                               160,425,121.73             144,381,651.63
       应收款项                                  74,814,956.64              90,522,000.19
       应收利息                                                            584,000,196.41
       买入返售金融资产                      10,459,366,064.35          11,736,032,336.80
       金融投资:
         以公允价值计量且其变动计入                                     15,880,366,213.73
     当期损益的金融资产
         交易性金融资产                      22,263,164,563.72
         债权投资
         可供出售金融资产                                               10,923,776,381.72
         其他债权投资                         7,415,968,851.38
         其他权益工具投资                     4,060,969,748.30
       长期股权投资                           6,748,064,926.48           6,145,307,327.17
       固定资产                                 624,001,977.25             637,265,608.92
       无形资产                                 170,279,499.52             179,710,191.19
       商誉                                      11,749,999.80              11,749,999.80
       递延所得税资产                           335,622,452.91             517,713,429.97
       其他资产                                 125,047,443.95             101,944,814.28
         资产总计                            83,400,011,053.80          67,674,711,018.46
     负债:
       短期借款
       应付短期融资款                         6,337,714,698.55           5,668,468,000.00
       拆入资金                                                             30,000,000.00
       交易性金融负债                           117,284,044.34
       以公允价值计量且其变动计入当                                         86,011,337.92
     期损益的金融负债
       衍生金融负债                                 581,370.00
       卖出回购金融资产款                    11,178,907,674.37           7,484,297,200.00
       代理买卖证券款                        19,150,737,323.38          11,764,307,745.13
       代理承销证券款                                                        4,547,368.00
       应付职工薪酬                             623,586,656.20             525,110,438.79
       应交税费                                 207,734,081.54             144,540,709.43
       应付款项                                   7,067,556.54               6,721,363.69
       应付利息                                                            933,630,927.24
       应付债券                              25,101,551,535.66          21,146,552,917.54
       递延所得税负债
       其他负债                                 328,087,909.36             174,292,172.04
         负债合计                            63,053,252,849.94          47,968,480,179.78
     所有者权益(或股东权益):
       实收资本(或股本)                     3,000,000,000.00           3,000,000,000.00
       资本公积                              11,657,303,345.00          11,656,995,851.83
       减:库存股                                19,220,540.31              14,972,594.48
       其他综合收益                             290,782,908.60            -366,605,684.62
       盈余公积                                 742,792,907.20             785,248,236.72
       一般风险准备                           1,742,174,118.13           1,827,084,777.17
       未分配利润                             2,932,925,465.24           2,818,480,252.06
     所有者权益(或股东权益)合计            20,346,758,203.86          19,706,230,838.68
     负债和所有者权益(或股东权益)          83,400,011,053.80          67,674,711,018.46
     总计
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁
    
    合并利润表
    
    2019年1—3月
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                    项目                     2019年第一季度          2018年第一季度
     一、营业总收入                           1,493,791,219.11             824,112,647.09
       利息净收入                                68,196,816.38            -229,047,507.31
       其中:利息收入                           586,168,760.39             532,355,632.05
             利息支出                          -517,971,944.01            -761,403,139.36
       手续费及佣金净收入                       432,497,371.79             406,221,437.88
       其中:经纪业务手续费净收入               256,024,858.58             220,652,733.63
             投资银行业务手续费净收入           104,726,451.37              85,450,063.98
             资产管理业务手续费净收入            26,975,555.20              53,021,127.85
       投资收益(损失以“-”号填列)            284,249,260.43             376,797,205.15
       其中:对联营企业和合营企业的投资收        17,060,471.14              -5,431,239.28
     益
       其他收益                                     600,013.95               9,275,000.00
       公允价值变动收益(损失以“-”号填        553,236,478.07             -29,875,165.50
     列)
       汇兑收益(损失以“-”号填列)                -65,448.86               3,066,053.54
       其他业务收入                             155,125,239.81             287,675,623.33
       资产处置收益(损失以“-”号填列)           -48,512.46
     二、营业总支出                             686,502,256.30             738,293,732.79
       税金及附加                                 7,007,063.21               5,791,593.07
       业务及管理费                             514,009,704.27             426,133,956.35
       资产减值损失                                                         17,241,228.86
       信用减值损失                               9,643,577.69
       其他业务成本                             155,841,911.13             289,126,954.51
     三、营业利润(亏损以“-”号填列)          807,288,962.81              85,818,914.30
       加:营业外收入                             1,419,860.50                 662,534.69
       减:营业外支出                                85,103.46               1,102,388.59
     四、利润总额(亏损总额以“-”号填列)      808,623,719.85              85,379,060.40
       减:所得税费用                           194,344,695.87              22,237,589.84
     五、净利润(净亏损以“-”号填列)         614,279,023.98              63,141,470.56
       (一)按经营持续性分类
         1.持续经营净利润(净亏损以“-”       614,279,023.98              63,141,470.56
     号填列)
         2.终止经营净利润(净亏损以“-”
     号填列)
       (二)按所有权归属分类
         1.归属于母公司股东的净利润             613,361,741.98              58,766,459.68
         2.少数股东损益                             917,282.00               4,375,010.88
     六、其他综合收益的税后净额                 355,882,835.82             -61,851,925.90
       归属母公司所有者的其他综合收益的         355,935,861.79             -61,660,032.51
     税后净额
       (一)不能重分类进损益的其他综合收       323,956,264.03
     益
         1.重新计量设定受益计划变动额
         2.权益法下不能转损益的其他综合
     收益
         3.其他权益工具投资公允价值变动         323,956,264.03
         4.企业自身信用风险公允价值变动
       (二)将重分类进损益的其他综合收益        31,979,597.76             -61,660,032.51
         1.权益法下可转损益的其他综合收           5,172,101.54               2,297,122.48
     益
         2.其他债权投资公允价值变动              42,242,804.33
         3.可供出售金融资产公允价值变动                                    -40,213,612.39
     损益
         4.金融资产重分类计入其他综合收
     益的金额
         5.持有至到期投资重分类为可供出
     售金融资产损益
         6.其他债权投资信用减值准备
         7.现金流量套期储备(现金流量套期
     损益的有效部分)
         8.外币财务报表折算差额                 -15,435,308.11             -23,743,542.60
         9.其他
       归属于少数股东的其他综合收益的税             -53,025.97                -191,893.39
     后净额
     七、综合收益总额                           970,161,859.80               1,289,544.66
       归属于母公司所有者的综合收益总额         969,297,603.77              -2,893,572.83
       归属于少数股东的综合收益总额                 864,256.03               4,183,117.49
     八、每股收益:
       (一)基本每股收益(元/股)                          0.20                       0.02
       (二)稀释每股收益(元/股)                          0.20                       0.02
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁
    
    母公司利润表
    
    2019年1—3月
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                   项目                    2019年第一季度            2018年第一季度
     一、营业总收入                           1,052,091,412.01             472,858,906.01
       利息净收入                                35,488,780.42            -127,141,397.88
       其中:利息收入                           483,226,590.66             416,795,046.39
             利息支出                          -447,737,810.24            -543,936,444.27
       手续费及佣金净收入                       369,729,426.69             337,913,015.25
       其中:经纪业务手续费净收入               242,211,851.75             208,247,038.45
             投资银行业务手续费净收入           104,726,451.37              85,450,063.98
             资产管理业务手续费净收入            21,685,079.90              38,218,377.42
       投资收益(损失以“-”号填列)           120,919,159.43             242,235,433.09
       其中:对联营企业和合营企业的投            12,547,236.11                -244,677.35
     资收益
       其他收益                                     200,013.95                 365,000.00
       公允价值变动收益(损失以“-”           526,258,507.57              20,345,935.42
     号填列)
       汇兑收益(损失以“-”号填列)              -583,845.10              -1,064,277.71
       其他业务收入                                 127,881.51                 205,197.84
       资产处置收益(损失以“-”号填               -48,512.46
     列)
     二、营业总支出                             433,937,333.62             362,019,577.63
       税金及附加                                 5,663,141.59               5,112,025.86
       业务及管理费                             418,630,614.34             326,723,387.45
       资产减值损失                                                         30,184,164.32
       信用减值损失                               9,643,577.69
       其他业务成本
     三、营业利润(亏损以“-”号填列)         618,154,078.39             110,839,328.38
       加:营业外收入                                36,879.14                  31,534.70
       减:营业外支出                                85,103.46               1,095,398.45
     四、利润总额(亏损总额以“-”号           618,105,854.07             109,775,464.63
     填列)
       减:所得税费用                           154,526,463.52              27,443,866.16
     五、净利润(净亏损以“-”号填列)         463,579,390.55              82,331,598.47
       (一)持续经营净利润(净亏损以           463,579,390.55              82,331,598.47
     “-”号填列)
       (二)终止经营净利润(净亏损以
     “-”号填列)
     六、其他综合收益的税后净额                 366,101,938.44             -75,105,119.14
     (一)不能重分类进损益的其他综合           323,956,264.02
     收益
     1.重新计量设定受益计划变动额
     2.权益法下不能转损益的其他综合收
     益
     3.其他权益工具投资公允价值变动             323,956,264.02
     4.企业自身信用风险公允价值变动
     (二)将重分类进损益的其他综合收            42,145,674.42             -75,105,119.14
     益
     1.权益法下可转损益的其他综合收益               -97,129.97
     2.其他债权投资公允价值变动                  42,242,804.39
     3.可供出售金融资产公允价值变动损                                      -75,105,119.14
     益
     4.金融资产重分类计入其他综合收益
     的金额
     5.持有至到期投资重分类为可供出售
     金融资产损益
     6.其他债权投资信用减值准备
     7.现金流量套期储备(现金流量套期
     损益的有效部分)
     8.外币财务报表折算差额
     9.其他
     七、综合收益总额                           829,681,328.99               7,226,479.33
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁
    
    合并现金流量表
    
    2019年1—3月
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                   项目                    2019年第一季度            2018年第一季度
     一、经营活动产生的现金流量:
       处置以公允价值计量且其变动计                                        764,239,062.33
     入当期损益的金融资产净增加额
       以交易目的而持有的金融负债净              13,094,548.74
     增加额
       销售商品、提供劳务收到的现金
     向其他金融机构拆入资金净增加额
       收取利息、手续费及佣金的现金           1,198,549,389.45           1,093,255,658.41
       拆入资金净增加额                                                    276,000,000.00
       回购业务资金净增加额                   4,994,081,069.09           1,396,441,999.96
       融出资金净减少额                                                    241,066,299.85
       代理买卖证券收到的现金净额             8,204,281,351.57           1,218,240,786.65
       收到其他与经营活动有关的现金             606,165,956.37           1,150,842,759.17
         经营活动现金流入小计                15,016,172,315.22           6,140,086,566.37
       为交易目的而持有的金融资产净           4,076,120,307.57
     增加额
       融出资金净增加额                       2,426,018,106.33
       拆出资金净增加额
       返售业务资金净增加额
       支付利息、手续费及佣金的现金             236,485,513.32             225,822,612.68
       拆入资金净减少额                          30,000,000.00
       支付给职工及为职工支付的现金             282,403,404.06             353,792,803.76
       支付的各项税费                            66,184,252.16             268,856,413.80
       支付其他与经营活动有关的现金           2,476,477,627.29           1,566,969,732.99
         经营活动现金流出小计                 9,593,689,210.73           2,415,441,563.23
     经营活动产生的现金流量净额               5,422,483,104.49           3,724,645,003.14
     二、投资活动产生的现金流量:
       收回投资收到的现金                       349,463,024.37
       取得投资收益收到的现金                    81,692,239.52
       处置固定资产、无形资产和其他长               126,533.99
     期资产收回的现金净额
       处置子公司及其他营业单位收到
     的现金净额
       收到其他与投资活动有关的现金                                            265,519.88
         投资活动现金流入小计                   431,281,797.88                 265,519.88
       投资支付的现金                         1,291,905,769.63
       购建固定资产、无形资产和其他长             6,370,056.90              12,180,666.85
     期资产支付的现金
       取得子公司及其他营业单位支付
     的现金净额
       支付其他与投资活动有关的现金
         投资活动现金流出小计                 1,298,275,826.53              12,180,666.85
     投资活动产生的现金流量净额                -866,994,028.65             -11,915,146.97
     三、筹资活动产生的现金流量:
       吸收投资收到的现金                                                    2,697,280.05
       其中:子公司吸收少数股东投资收                                        2,697,280.05
     到的现金
       取得借款收到的现金                     4,795,190,000.00          20,367,393,000.00
       发行债券收到的现金                     3,250,000,000.00           4,483,018,867.92
       收到其他与筹资活动有关的现金                                         47,543,000.00
         筹资活动现金流入小计                 8,045,190,000.00          24,900,652,147.97
       偿还债务支付的现金                     4,267,410,288.00          26,360,814,088.00
       分配股利、利润或偿付利息支付的           437,385,541.17             352,398,375.13
     现金
       其中:子公司支付给少数股东的股
     利、利润
       支付其他与筹资活动有关的现金               4,247,945.83
         筹资活动现金流出小计                 4,709,043,775.00          26,713,212,463.13
     筹资活动产生的现金流量净额               3,336,146,225.00          -1,812,560,315.16
     四、汇率变动对现金及现金等价物的           -16,684,304.50             -20,948,880.68
     影响
     五、现金及现金等价物净增加额             7,874,950,996.34           1,879,220,660.33
       加:期初现金及现金等价物余额          15,824,031,283.70          16,122,119,527.91
     六、期末现金及现金等价物余额            23,698,982,280.04          18,001,340,188.24
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁
    
    母公司现金流量表
    
    2019年1—3月
    
    编制单位:东吴证券股份有限公司
    
    单位:元 币种:人民币 审计类型:未经审计
    
                   项目                    2019年第一季度            2018年第一季度
     一、经营活动产生的现金流量:
       处置以公允价值计量且其变动计入                                      608,561,919.32
     当期损益的金融资产净增加额
       为交易目的而持有的金融负债净增            13,094,548.74
     加额
       销售商品、提供劳务收到的现金
       向其他金融机构拆入资金净增加额
       收取利息、手续费及佣金的现金           1,003,014,431.74             885,681,108.58
       拆入资金净增加额                                                    276,000,000.00
       回购业务资金净增加额                   4,883,508,135.03           1,147,701,854.28
       融出资金净减少额                                                    241,066,299.85
       代理买卖证券收到的现金净额             7,386,429,578.25           1,142,619,770.31
       收到其他与经营活动有关的现金               3,511,444.25             191,413,330.39
         经营活动现金流入小计                13,289,558,138.01           4,493,044,282.73
       为交易目的而持有的金融资产净增         4,491,098,744.08
     加额
       融出资金净增加额                       2,426,018,106.33
       拆出资金净增加额
       返售业务资金净增加额
       支付利息、手续费及佣金的现金             203,474,617.10             218,038,006.04
       拆入资金净减少额                          30,000,000.00
       支付给职工及为职工支付的现金             198,196,990.64             239,238,821.13
       支付的各项税费                            41,824,551.60             239,681,661.58
       支付其他与经营活动有关的现金              66,522,600.12             107,230,161.77
         经营活动现金流出小计                 7,457,135,609.87             804,188,650.52
           经营活动产生的现金流量净额         5,832,422,528.14           3,688,855,632.21
     二、投资活动产生的现金流量:
       收回投资收到的现金                       347,115,224.37
       取得投资收益收到的现金                    81,692,239.52
       处置固定资产、无形资产和其他长               126,533.99
     期资产收回的现金净额
       收到其他与投资活动有关的现金                                            205,102.94
         投资活动现金流入小计                   428,933,997.88                 205,102.94
       投资支付的现金                         1,291,905,257.87
       购建固定资产、无形资产和其他长             4,444,606.82              11,536,360.99
     期资产支付的现金
       取得子公司及其他营业单位支付的           590,000,000.00
     现金净额
       支付其他与投资活动有关的现金
         投资活动现金流出小计                 1,886,349,864.69              11,536,360.99
           投资活动产生的现金流量净额        -1,457,415,866.81             -11,331,258.05
     三、筹资活动产生的现金流量:
       吸收投资收到的现金
       取得借款收到的现金                     4,795,190,000.00          20,367,393,000.00
       发行债券收到的现金                     3,250,000,000.00           4,483,018,867.92
       收到其他与筹资活动有关的现金                                         47,543,000.00
         筹资活动现金流入小计                 8,045,190,000.00          24,897,954,867.92
       偿还债务支付的现金                     4,262,458,000.00          26,359,768,000.00
       分配股利、利润或偿付利息支付的           434,369,695.84             352,065,309.02
     现金
       支付其他与筹资活动有关的现金               4,247,945.83
         筹资活动现金流出小计                 4,701,075,641.67          26,711,833,309.02
           筹资活动产生的现金流量净额         3,344,114,358.33          -1,813,878,441.10
     四、汇率变动对现金及现金等价物的            -3,720,881.22              -8,437,217.93
     影响
    五、现金及现金等价物净增加额              7,715,400,138.44           1,855,208,715.13
      加:期初现金及现金等价物余额           13,664,355,321.59          13,884,629,634.81
    六、期末现金及现金等价物余额             21,379,755,460.03          15,739,838,349.94
    
    
    法定代表人:范力 主管会计工作负责人:范力 会计机构负责人:王菁4.2首次执行新金融工具准则或新收入准则调整首次执行当年年初财务报表相关项目情况√适用□不适用
    
    合并资产负债表
    
    单位:元 币种:人民币
    
               项目             2018年12月31日       2019年1月1日            调整数
     资产:
       货币资金                 13,935,727,152.59   13,935,727,152.59
         其中:客户资金存款     10,921,326,368.91   10,921,326,368.91
       结算备付金                2,749,178,741.87    2,749,178,741.87
         其中:客户备付金        2,402,364,590.51    2,402,364,590.51
       融出资金                  7,056,555,257.55    7,136,547,104.74       79,991,847.19
       衍生金融资产                  1,230,741.25        1,230,741.25
       存出保证金                1,118,229,546.81    1,118,229,546.81
       应收款项                    129,466,290.01      129,466,290.01
       应收利息                    903,705,115.73                         -903,705,115.73
       买入返售金融资产         16,494,891,870.09   16,416,185,303.38      -78,706,566.71
       金融投资:
         以公允价值计量且其变   25,642,821,864.66                      -25,642,821,864.66
     动计入当期损益的金融资产
         交易性金融资产                             29,168,557,117.27   29,168,557,117.27
         债权投资                                      107,535,000.00      107,535,000.00
         可供出售金融资产       12,990,897,352.09                      -12,990,897,352.09
         其他债权投资                                7,252,081,827.27    7,252,081,827.27
         其他权益工具投资                            2,928,499,409.55    2,928,499,409.55
         持有至到期投资              6,485,384.19                           -6,485,384.19
       长期股权投资              1,114,288,183.05    1,114,288,183.05
       固定资产                    674,382,874.54      674,382,874.54
       无形资产                    192,917,728.80      192,917,728.80
       商誉                        239,132,955.24      239,132,955.24
       递延所得税资产              596,770,821.62      642,215,338.60       45,444,516.98
       其他资产                    362,396,488.42      266,258,136.69      -96,138,351.73
             资产总计           84,209,078,368.51   84,072,433,451.66     -136,644,916.85
     负债:
       短期借款                    353,439,824.00      354,657,520.00        1,217,696.00
       应付短期融资款            5,668,468,000.00    5,794,405,198.66      125,937,198.66
       拆入资金                     30,000,000.00       30,020,000.00           20,000.00
       交易性金融负债                                8,657,817,210.26    8,657,817,210.26
       以公允价值计量且其变动       86,011,337.92                          -86,011,337.92
     计入当期损益的金融负债
       衍生金融负债                  1,393,206.59        1,393,206.59
       卖出回购金融资产款        8,669,684,006.22    8,678,343,917.32        8,659,911.10
       代理买卖证券款           13,818,614,336.28   13,818,614,336.28
       代理承销证券款                4,547,368.00        4,547,368.00
       应付职工薪酬                641,284,717.12      641,284,717.12
       应交税费                    179,540,333.64      179,540,333.64
       应付款项                     53,095,988.90       53,095,988.90
       应付利息                    935,985,039.65                         -935,985,039.65
       应付债券                 21,146,552,917.54   21,945,371,461.06      798,818,543.52
       递延所得税负债               10,629,002.45       10,629,002.45
       其他负债                 12,183,845,569.99    3,613,371,388.02   -8,570,474,181.97
         负债合计               63,783,091,648.30   63,783,091,648.30
     所有者权益(或股东权益):
       实收资本(或股本)        3,000,000,000.00    3,000,000,000.00
       资本公积                 11,763,810,687.76   11,763,810,687.76
       减:库存股                   14,972,594.48       14,972,594.48
       其他综合收益               -363,358,462.59      -83,110,289.64      280,248,172.95
       盈余公积                    785,248,236.72      742,792,907.20      -42,455,329.52
       一般风险准备              1,994,598,147.20    1,908,557,308.76      -86,040,838.44
       未分配利润                2,994,947,444.76    2,705,946,496.89     -289,000,947.87
       归属于母公司所有者权益   20,160,273,459.37   20,023,024,516.49     -137,248,942.88
     (或股东权益)合计
       少数股东权益                265,713,260.84      266,317,286.87          604,026.03
         所有者权益(或股东权   20,425,986,720.21   20,289,341,803.36     -136,644,916.85
     益)合计
         负债和所有者权益(或   84,209,078,368.51   84,072,433,451.66     -136,644,916.85
     股东权益)总计
    
    
    各项目调整情况的说明:
    
    √适用□不适用
    
    于2017年4月,财政部颁布了经修订的《企业会计准则第22号—金融工具确认和计量》、《企业会计准则第23号—金融资产转移》、《企业会计准则第24号—套期会计》及《企业会计准则第37号—金融工具列报》(“新金融工具准则”)。公司自2019年1月1日起执行新金融工具准则,因采用新金融工具准则引起的具体影响科目及金额见上述调整报表。
    
    母公司资产负债表
    
    单位:元 币种:人民币
    
               项目             2018年12月31日       2019年1月1日            调整数
     资产:
       货币资金                 10,972,959,576.33   10,972,959,576.33
         其中:客户资金存款    9,624,032,420.70    9,624,032,420.70
       结算备付金                2,691,395,745.26    2,691,395,745.26
         其中:客户备付金        2,402,364,590.51    2,402,364,590.51
       拆出资金
       融出资金                  7,056,555,257.55    7,136,547,104.74       79,991,847.19
       衍生金融资产                  1,030,287.51        1,030,287.51
       存出保证金                  144,381,651.63      144,381,651.63
       应收款项                     90,522,000.19       90,522,000.19
       应收利息                    584,000,196.41                         -584,000,196.41
       买入返售金融资产         11,736,032,336.80   11,701,171,919.31      -34,860,417.49
       金融投资:
         以公允价值计量且其变   15,880,366,213.73                      -15,880,366,213.73
     动计入当期损益的金融资产
         交易性金融资产                             17,085,494,538.88   17,085,494,538.88
         债权投资
         可供出售金融资产       10,923,776,381.72                      -10,923,776,381.72
         其他债权投资                                7,252,081,827.27    7,252,081,827.27
         其他权益工具投资                            2,821,943,479.22    2,821,943,479.22
       长期股权投资              6,145,307,327.17    6,145,307,327.17
       固定资产                    637,265,608.92      637,265,608.92
       无形资产                    179,710,191.19      179,710,191.19
       商誉                         11,749,999.80       11,749,999.80
       递延所得税资产              517,713,429.97      562,135,643.44       44,422,213.47
       其他资产                    101,944,814.28      107,747,477.16        5,802,662.88
         资产总计               67,674,711,018.46   67,541,444,378.02     -133,266,640.44
     负债:
       短期借款
       应付短期融资款            5,668,468,000.00    5,794,405,198.66      125,937,198.66
       拆入资金                     30,000,000.00       30,020,000.00           20,000.00
       交易性金融负债                                   86,011,337.92       86,011,337.92
       以公允价值计量且其变动       86,011,337.92                          -86,011,337.92
     计入当期损益的金融负债
       衍生金融负债
       卖出回购金融资产款        7,484,297,200.00    7,491,820,694.69        7,523,494.69
       代理买卖证券款           11,764,307,745.13   11,764,307,745.13
       代理承销证券款                4,547,368.00        4,547,368.00
       应付职工薪酬                525,110,438.79      525,110,438.79
       应交税费                    144,540,709.43      144,540,709.43
       应付款项                      6,721,363.69        6,721,363.69
       应付利息                    933,630,927.24                         -933,630,927.24
       应付债券                 21,146,552,917.54   21,945,371,461.06      798,818,543.52
       递延所得税负债
       其他负债                    174,292,172.04      175,623,862.41        1,331,690.37
         负债合计               47,968,480,179.78   47,968,480,179.78
     所有者权益(或股东权益):
       实收资本(或股本)        3,000,000,000.00    3,000,000,000.00
       其他权益工具
       其中:优先股
             永续债
       资本公积                 11,656,995,851.83   11,656,995,851.83
       减:库存股                   14,972,594.48       14,972,594.48
       其他综合收益               -366,605,684.62      -75,319,029.85      291,286,654.77
       盈余公积                    785,248,236.72      742,792,907.20      -42,455,329.52
       一般风险准备              1,827,084,777.17    1,742,174,118.13      -84,910,659.04
       未分配利润                2,818,480,252.06    2,521,292,945.41     -297,187,306.65
     所有者权益(或股东权益)   19,706,230,838.68   19,572,964,198.24     -133,266,640.44
     合计
     负债和所有者权益(或股东   67,674,711,018.46   67,541,444,378.02     -133,266,640.44
     权益)总计
    
    
    各项目调整情况的说明:
    
    √适用□不适用
    
    于2017年4月,财政部颁布了经修订的《企业会计准则第22号—金融工具的确认和计量》、《企业会计准则第23号—金融资产转移》、《企业会计准则第24号—套期会计》及《企业会计准则第37号—金融工具列报》(“新金融工具准则”)。公司自2019年1月1日起执行新金融工具准则,因采用新金融工具准则引起的具体影响科目及金额见上述调整报表。
    
    4.3首次执行新金融工具准则追溯调整前期比较数据的说明
    
    □适用√不适用
    
    4.4审计报告
    
    □适用√不适用

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